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金融司法國(guó)際研討會(huì)

INTERNATIONAL FORUM ON LAW AND FINANCE

優(yōu)化法治化營(yíng)商環(huán)境下的

金融審判與投資者保護(hù)

FINANCIAL ADJUDICATION AND INVESTOR PROTECTION

--- FOSTERING A LAW-BASED BUSINESS ENVIRONMENT

共同舉辦方 Co-organizer

上海交通大學(xué)中國(guó)金融研究院

China Academy of Financial Research

at Shanghai Jiao Tong University

上海金融法院

Shanghai Financial Court

時(shí)間 Time

2019年5月25日 May 25th, 2019

地點(diǎn) Venue

上海市淮海西路211號(hào)上海高級(jí)金融學(xué)院

Shanghai Advanced Institute of Finance

211 Huaihai Road West, Shanghai

議 程

8:30-9:00簽到

9:00-9:50開(kāi)幕致辭

主持并致歡迎詞：上海金融法院黨組書(shū)記、院長(zhǎng)趙紅

致辭嘉賓

上海交通大學(xué)黨委書(shū)記姜斯憲

上海市高級(jí)人民法院黨組書(shū)記、院長(zhǎng)劉曉云

上海市人大常務(wù)委員會(huì)副主任、黨組副書(shū)記沙海林

全國(guó)人民代表大會(huì)財(cái)政經(jīng)濟(jì)委員會(huì)副主任委員劉新華

9:50-10:00茶歇

10:00-11:30 主旨演講

主持人：中國(guó)金融研究院中國(guó)金融法治研究中心名譽(yù)主任張寧

演講嘉賓

最高人民法院民二庭庭長(zhǎng)林文學(xué)

中國(guó)證監(jiān)會(huì)法律部主任程合紅

新加坡高等法院資深法官Aedit Abdullah

美國(guó)證券投資者保護(hù)公司前總裁兼首席執(zhí)行官Stephen Peter Harbeck

上海市高級(jí)人民法院黨組副書(shū)記、副院長(zhǎng)茆榮華

11:30-13:00 午餐

13:00-17:00 專題討論

13:00-14:45

專題一：金融審判機(jī)制優(yōu)化與投資者保護(hù)

主持人：中國(guó)人民大學(xué)教授葉林

演講嘉賓

1.最高人民法院研究室副主任郭鋒

2.中證中小投資者服務(wù)中心有限責(zé)任公司董事長(zhǎng)郭文英

3.中央財(cái)經(jīng)大學(xué)教授邢會(huì)強(qiáng)

4.新加坡金融管理局法律負(fù)責(zé)人Paul Yuen

5.上海金融法院副院長(zhǎng)林曉鎳

6.中國(guó)證監(jiān)會(huì)稽查局處長(zhǎng)張昊

14:45-15:00茶歇

15:00-17:00

專題二：侵權(quán)民事責(zé)任完善與投資者保護(hù)

主持人：復(fù)旦大學(xué)法學(xué)院教授、上海交通大學(xué)上海高級(jí)金融學(xué)院兼聘教授許多奇

演講嘉賓

1.清華大學(xué)教授湯欣

2.上海金融法院副院長(zhǎng)肖凱

3.中國(guó)金融研究院副院長(zhǎng)、上海高級(jí)金融學(xué)院副院長(zhǎng)嚴(yán)弘教授

4.上海紐約大學(xué)客座教授Dan Guttman

5.中央財(cái)經(jīng)大學(xué)副教授繆因知

6.金杜律師事務(wù)所國(guó)際合伙人葛焱

17:00-17:10 閉幕致辭

中國(guó)金融研究院副院長(zhǎng)、上海高級(jí)金融學(xué)院副院長(zhǎng)嚴(yán)弘教授

AGENDA

8:30-9:00Registration

9:00-9:50 Opening Remarks

Welcome Speech by:

ZHAO Hong,President of Shanghai Financial Court

Speakers

JIANG Sixian,Secretary of the Party Committee of Shanghai JiaoTong University

LIU Xiaoyun,President of Shanghai High People’s Court

SHA Hailin,DeputyDirectorand Deputy Secretary of the CPC Leading Groupof the Standing Committee of the Shanghai Municipal People's Congress

LIU Xinhua,Vice Chairman of the Financial and Economic Affairs Committee of the National People's Congress

9:50-10:00Tea Break

10:00-11:30 Keynote Speech

Moderator:

ZHANG Ning,Honorary Director of China Center for Law and Finance, China Academy of Financial Research

Speakers

LIN Wenxue,President of the 2nd Civil Division of China's Supreme People's Court

CHENG Hehong,Director of Department of Legal Affairs of China Securities Regulatory Commission

Aedit Abdullah, Senior Judge of Supreme Court of Singapore

Stephen P. Harbeck,Former President and CEO of Securities Investor Protection Corporation

MAO Ronghua,Vice President of Shanghai High People’s Court

11:30-13:00 Lunch

13:00-17:00 Panel Discussion

13:00-14:45

Topic 1:Optimization of Financial Trial Mechanism and Protection of Investors

Moderator:

YE Lin, Professor at Renmin University of China

Speakers

GUO Feng,Deputy Director of the Research Office of the Supreme People's Court

GUO Wenying,Chairman of China Securities Investor Services Center

XING Huiqiang,Professor at Central University of Finance and Economics

Paul Yuen,Head of the Legal Department of Monetary Authority of Singapore

LIN Xiaonie,Vice President of Shanghai Financial Court

ZHANG Hao,Director of the Inspection Bureau, China Securities Regulatory Commission

14:45-15:00Tea Break

15:00-17:00

Topic 2:Perfection of Civil Liability for Tort and Protection of Investors

Moderator:

XU Duoqi,Professor at Fudan University Law School and Affiliated Professor at Shanghai Advanced Institute of Finance of Shanghai Jiao Tong University

Speakers

TANG Xin,Professor at Tsinghua University

XIAO Kai,Vice President of Shanghai Financial Court

YAN Hong,Professor of Finance, DeputyDirectorof China Academy of Financial Research, Deputy Dean of Shanghai Advanced Institute of Finance

Dan Guttman,Visiting Professor at New York University Shanghai

MIAO Yinzhi,Professor at Central University of Finance and Economics

GE Yan,International Partner of King & Wood Mallesons

17:00-17:10 Closing Remarks

YAN Hong,Professor of Finance, DeputyDirectorof China Academy of Financial Research, Deputy Dean of Shanghai Advanced Institute of Finance

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